09.10.06.11

.11 Information for Background Investigation.

A. An individual required to provide information under Regulation .10 of this chapter shall also submit a set of the individual's fingerprints and complete a background form supplied by the Commission which includes a statement disclosing whether the individual has ever been:

(1) Arrested;

(2) Convicted of, pled nolo contendere to, or received probation before judgement for, a felony or misdemeanor, other than a misdemeanor traffic offense;

(3) Sanctioned by a government agency related to horse racing;

(4) Found liable in connection with a civil action related to horse racing;

(5) A debtor in a bankruptcy proceeding; or

(6) Denied a bond.

B. The forms submitted in compliance with this regulation shall be submitted under separate cover labeled "Background Investigation Forms-----Confidential" and include the fingerprint cards required by this regulation.