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36.03.02.00.htm 36.03.02.00. Title 36 MARYLAND STATE LOTTERY AND GAMING CONTROL AGENCY Subtitle 03 GAMING PROVISIONS Chapter 02 Investigation and Licensing Authority: State Government Article, §9-1A-04, 9-1A-06, 9-1A-07, 9-1A-12―9-1A-16, 9-1A-19, and 9-1A-20, Annotated Code of Maryland
36.03.02.01.htm 36.03.02.01. 01 Process.. A. General Provisions.. 1) Upon filing of an application for a license under this chapter other than an operation license, the applicant shall pay a nonrefundable application fee established by the Commission.2) If a license must be submitted to the Commission by a particular date, the application documents shall be delivered to the Commission not later than 5 p.m. on the last day of this period, and an application submitted after the deadline may not be
36.03.02.02.htm 36.03.02.02. 02 Personal and Background Information.. A. Except as otherwise provided by this regulation, the application documents shall include the information under §B of this regulation, for an individual who is:1) The applicant;. 2) A director, officer, or key management individual employed by the applicant;. 3) A partner of the applicant;. 4) An owner of an interest of 5 percent or more in the applicant; or. B. An individual listed under §A of this regulation shall furnish the following:.
36.03.02.03.htm 36.03.02.03. 03 Information for Background Investigation.. A. An individual required to provide information under this chapter shall also submit three complete legible sets of the individual's fingerprints and complete a background form supplied by the Commission which includes a statement disclosing whether the individual has ever been:1) Arrested;. 2) Convicted of, pled nolo contendere to, or received probation before judgment for, a felony or misdemeanor, other than a mi
36.03.02.04.htm 36.03.02.04. 04 Consent for Investigation.. A. An individual who is required to provide personal and background information under this chapter shall provide a statement that irrevocably gives consent to the Commission, the Location Commission, the Maryland State Police, and persons authorized by the Commission to:1) Verify all information provided in the application documents; and. 2) Conduct a background investigation of the individual.. B. An applicant shall authorize the Commission and
36.03.02.05.htm 36.03.02.05. 05 Organizational Documents.. A. If the applicant is a corporation, the application documents shall include a:. 1) Statement of when the corporation was organized;. 2) Copy of the articles of incorporation and bylaws of the corporation;. 3) Statement and documentation of whether the corporation has been reorganized or reincorporated during the 5-year period preceding the date on which the application documents are submitted to the Commission; and4) Statement and document
36.03.02.06.htm 36.03.02.06. 06 Owners.. A. If the applicant is an unincorporated business association, the application documents shall identify:1) Each person who exercises voting rights in the applicant; and. 2) Each person who directly or indirectly owns 5 percent or more of the business association.. B. If the applicant is authorized to issue capital stock, the applicant shall state, for each class of stock authorized, the:1) Total number of shares;. 2) Par value, if any;. 4) Current rate of dividend; and.
36.03.02.07.htm 36.03.02.07. 07 Directors, Officers, and Partners.. A. If the applicant is not an individual, the application documents shall include a list of the individuals who are serving, or who are designated to serve, during the first year after the date the application documents are submitted to the Commission or the Location Commission, as a director, officer, partner, an individual having key management responsibility, or any other principal.
36.03.02.08.htm 36.03.02.08. 08 Controlling Entity.. The application documents shall:. A. State whether another entity has a beneficial ownership in the applicant, as defined in Business Regulation Article, §11-301, Annotated Code of Maryland;B. Describe the:. 1) Nature of the beneficial ownership; and. 2) Extent of control exercised by the beneficial owner; and. C. Include information and documents required under Regulations .04―09 of this chapter as to each beneficial owner and principal entity.
36.03.02.09.htm 36.03.02.09. 09 Outside Interests.. A. The application documents shall state whether the applicant, a director, an officer, or a partner of the applicant, or an owner of 5 percent or more of an interest in the applicant:1) Has ever held an ownership interest in a licensee of the Commission; or. 2) Is currently engaged in the business of gaming in another state, and the nature and extent of thaB. The applicant shall describe the nature of participation stated under §A of this regulation..
36.03.02.10.htm 36.03.02.10. 10 Alternative Licensing Standards.. A. General.. 1) The Commission may establish an abbreviated process for licensing an applicant who holds a valid license in another state if the Commission determines that the licensing standards of the other state:a) Are comprehensive;. b) Are thorough; and. c) Provide similar adequate safeguards to those in State Government Article, Title 9, Subtitle 1A, Annotated Code of Maryland.
36.03.02.11.htm 36.03.02.11. 11 Exemption or Waiver of License Requirement.. A. General.. 1) The Commission may:. a) Grant an exemption to a licensing requirement;. b) Waive a licensing requirement; or. c) Waive grounds for denial of a license.. 2) Except for an operation or manufacturer license applicant, the Commission may grant an exemption or waive a requirement under this regulation only after the Commission determines that the requirement or grounds for denial of a license as applied t
36.03.02.12.htm 36.03.02.12. 12 Video Lottery Employee Licenses.. A. General. Unless an individual holds a valid video lottery employee license issued by the Commission, the individual may not be employed by a licensed facility operator, manufacturer, or contractor as a video lottery employee.B. License Categories. The Commission may issue a video lottery employee license that is a:. 1) Principal employee license;. 2) Gaming employee license;. 3) Nongaming employee license;.
36.03.02.13.htm 36.03.02.13. 13 Manufacturer Licenses.. A. General.. 1) Unless a manufacturer holds a valid manufacturer's license issued by the Commission before conducting business with a licensee or the State, the manufacturer may not offer any video lottery terminal, table game device, central monitor and control system, associated equipment or software, or goods or services that directly relate to the operation of video lottery terminals or table games under State Government Article,
36.03.02.14.htm 36.03.02.14. 14 Contractor Licenses.. A. General. If a video lottery operation licensee engages a contractor to provide services described in COMAR 36.03.01.02B(1) the contractor shall qualify under the standards and provisions set forth in State Government Article, §9-1A-07 and 9-1A-08, Annotated Code of Maryland.B. Qualification Requirements. The Commission may issue a contractor license to a contractor that has provided the Commission with sufficient information to establish by clear
36.03.02.15.htm 36.03.02.15. 15 Bonds.. A. The Commission may require an applicant or licensee to obtain a bond before the Commission issues or reissues a license.B. A video lottery employee may be exempted if the employee is not directly involved in video lottery operations and is employed:1) As a nongaming employee; or. 2) In any other category of video lottery employee for whom the Commission determines the bond is not necessary to protect the public interest.C. A bond shall be for th
36.03.02.16.htm 36.03.02.16. 16 Denial of a License.. A. Denial of a Video Lottery Employee, Manufacturer, or Contractor License.. 1) Except for an operation license, in addition to the hearing requirements in §B of this regulation, the following process shall precede a hearing on the denial of a video lottery employee or contractor license.2) After reviewing an application submitted for a video lottery employee, manufacturer, or contractor license, the Director may recommend that the Com
36.03.02.17.htm 36.03.02.17. 17 Vendor Registration and Certification.. A. Definition.. 1) In this regulation, the following term has the meaning indicated.. 2) Term Defined. "Vendor" means a person who provides goods or services to a video lottery operation applicant or licensee and who is not required to be licensed as a manufacturer or contractor under State Government Article, Title 9, Subtitle 1A, Annotated Code of Maryland, or this subtitle, and includes:a) Suppliers of alcoholic beverages;.
36.03.02.18.htm 36.03.02.18. 18 Identification Cards for Video Lottery Employees.. A. The Commission shall issue an identification card to an individual who is licensed as a video lottery employee.B. Identification Card.. 1) An identification card shall display a photograph of the licensee and, at a minimum, indicate:. a) The individual's name;. b) By color, pattern, or symbol, the licensing category; and. c) The license expiration date.. 2) An identification card is evidence that the lic
36.03.02.9999.htm 36.03.02.9999. Administrative History Effective date:. Regulations .01―18 adopted as an emergency provision effective March 1, 2013 (40:6 Md. R. 470) emergency action expired effective July 20, 2013 ―Regulation .01A, C amended as an emergency provision effective July 1, 2015 (42:15 Md. R. 1014) amended permanently effective September 14, 2015 (42:18 Md. R. 1180)Regulation .02B amended as an emergency provision effective July 1, 2015 (42:15 Md. R. 1014) amended permanently effective Se
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