John P. McDonough, Secretary of State     ~    
Brian Morris, Acting Administrator, Division of State Documents

TO:                 Regulations Coordinators

FROM:         Dennis C. Schnepfe, Administrator, Division of State Documents

SUBJECT:    Regulatory Review and Evaluation Act: 2003-2011

          In order to make compliance with the Regulatory Review and Evaluation Act as simple and uniform as possible, the Division of State Documents (DSD) is providing the following outline of the process. This outline was derived from State Government Article, §§10-130—10-139, Annotated Code of Maryland, and the implementing executive order (COMAR 01.01.2003.20).

          The regulatory review process should proceed as outlined below.

          (1) Work Plan (State Government Article, §10-134, Annotated Code of Maryland; COMAR 01.01.2003.20B).

               (a) Prepare the work plan in accordance with the requirements of State Government Article, §10-134, Annotated Code of Maryland. A template prepared by the Department of Health and Mental Hygiene and approved by Administrative, Executive, and Legislative Review (AELR) Committee counsel is available for your use and is an attachment to this memo. It will also be included on our website as discussed below.

               (b) Include in the work plan any exemptions claimed under State Government Article, §10-132.1(b). Under that statute, exemptions are available for regulations that are:
                    (i) adopted to implement federally mandated or federally approved programs; or
                    (ii) initially adopted or comprehensively amended within the 8 years before the work plan due date.

Although DSD collected this information previously, please provide it with the work plan. Please note that exemptions should be requested for entire chapters only.

               (c) File the work plan with the AELR Committee and the Division of State Documents on the date specified in Attachment A of COMAR 01.01.2003.20. Within 30 days of the filing of the work plan, the Committee will determine whether it is acceptable.

               (d) We have developed a section on www.dsd.state.md.us for regulatory review. It includes a section for agency notices as a method for soliciting public participation. Publication here will satisfy §10-134(b)(1)(i)3 for publication on “a statewide website created for units to post notices of regulations review”. Notices should be submitted as an email attachment to support@sos.state.md.us.  Please specify in your email that you would like the attached notice published on the regulatory review website.

               (e) The work plan is to be submitted as follows:
                    (i) One copy to AELR Committee, 90 State Circle, Annapolis, MD 21401.
                    (ii) One copy to the Division of State Documents, 16 Francis Street, Annapolis, MD 21401. (If sent via U.S. Post Office, our mailing address is Division of State Documents, State House, Annapolis, MD 21401.)
                    (iii) Five copies to the Department of Legislative Services Library, 90 State Circle, Annapolis, MD 21401 (State Government Article, §2-1246).

          (2) Change Evaluation Report Due Date. A request to change the evaluation report due date should be made, in writing, to the Division of State Documents. DSD will contact and advise the Governor concerning the request. The request should include a justification and suggest an alternate due date. If the Governor approves the change, the agency must notify the Committee and submit a notice of the change to the Division of State Documents for publication in the Maryland Register.

          (3) In accordance with COMAR 01.01.2003.20E(5), submit to the Division of State Documents, for approval, any reorganization of regulations to be proposed in the evaluation report.

          (4) Evaluation Report.

               (a) The criteria for the review are found at §10-132(1)(i) of the Act and §E(2), (3), and (4) of the Executive Order.  Please remember that the review should include a check of the accuracy of all cross-references to COMAR and to other legal sources. The evaluation report is to be submitted on the form distributed by the Division of State Documents.  One form is to be used for each chapter of regulations. This form is in PDF format, is an attachment to this memo, and is available for download on DSD’s website.

               (b) The report is to contain a summary of any amendment, repeal, or reorganization of regulations to be promulgated. Actual text should not be submitted.

               (c) File the completed evaluation report by the date specified in Attachment A of COMAR 01.01.2003.20. The report is to be distributed as follows:
                    (i) One copy to the AELR Committee, 90 State Circle, Annapolis, MD 21401.
                    (ii) One copy to the Governor’s Office, State House, Annapolis, MD 21401, directed to the individual listed in Appendix A below.
                    (iii) One copy to the Division of State Documents, 16 Francis Street, Annapolis, MD 21401. (If sent via U.S. Post Office, our mailing address is Division of State Documents, State House, Annapolis, MD 21401.)
                    (iv) 16 copies to the State Library Resource Center for distribution to depository libraries. This distribution is to be accomplished by sending the copies to: Brigid Sye-Jones, State Publications Depository and Distribution Program, Enoch Pratt Free Library, 400 Cathedral Street, Baltimore, MD 21201.
                    (v) Five copies to Department of Legislative Services Library, 90 State Circle, Annapolis, MD 21401.

          (5) File a notice with the Division of State Documents for publication in the Maryland Register, stating that the report is available for public inspection and comment for 60 days (§10-135(b)(1)). Please submit this notice separately from the evaluation reports.

          (6) Await Committee approval or comments under §10-135(d). Dispute resolution is described in §10-136 (or §10-137, if applicable), and COMAR 01.01.2003.20F.

          (7) Within 120 days after approval, file the regulatory proposal, if any, for publication in the Maryland Register under the usual process.

We hope the above outline is of assistance. If you have any questions, please contact Dennis Schnepfe at the Division of State Documents, or AELR Committee Counsel.


Appendix A
Submission to Evaluation Reports to Governor’s Office
(new members to be determined)
Title   Department/Agency Submit to:
01 Executive  
  01.02 Secretary of State Michael Enright
  01.03 Health Claims Arbitration Peggy Watson
  01.04 Vacant   
  01.05 Governor’s Drug and Alcohol Abuse Commission Peggy Watson
02 Attorney General Elizabeth Harris
03 Comptroller of the Treasury Peggy Watson
04 General Services Matt Gallagher
05 Housing and Community Development Matt Gallagher
07 Human Resources Peggy Watson
08 Natural Resources Matt Gallagher
09 Labor, Licensing, and Regulation Matt Gallagher
10 Health and Mental Hygiene Peggy Watson
11 Transportation Matt Gallagher
12 Public Safety and Correctional Services Matt Gallagher
13A Education Michael Enright
13B Higher Education Michael Enright
14 Independent Agencies  
  14.01 State Lottery Agency Peggy Watson
  14.02 Vacant  
  14.03 Commission on Human Relations Elizabeth Harris
  14.04 Vacant  
  14.05 Veterans Commission Matt Gallagher
  14.06 Office of the Public Defender Elizabeth Harris
  14.07 Maryland Automobile Insurance Fund Peggy Watson
  14.08 Blind Industries and Services  
  14.09 Workers’ Compensation Commission Elizabeth Harris
  14.10 Property Tax Assessment Appeals Board Peggy Watson
  14.11 Vacant  
  14.12 Tax Court Elizabeth Harris
  14.13 Northeast Maryland Waste Disposal Authority Matt Gallagher
  14.14 Hazardous Waste Facilities Siting Board Matt Gallagher
  14.15 Maryland Higher Education Investment Program Peggy Watson
  14.16 Veterans’ Home Commission Matt Gallagher
  14.17 Vacant   
  14.18 State Archives  
  14.19 Vacant  
  14.20 Vacant  
  14.21 Maryland Food Center Authority Peggy Watson
  14.22 Commission on Criminal Sentencing Policy Elizabeth Harris
  14.23 Vacant   
  14.24 Office of Planning Matt Gallagher
  14.25 Maryland Stadium Authority Michael Enright
  14.26 Maryland Energy Administration Matt Gallagher
  14.27 Environmental Service Matt Gallagher
  14.28 Canal Place Preservation and Development Auth. Matt Gallagher
  14.29 Maryland Heritage Areas Authority Matt Gallagher
  14.30 State Higher Education Labor Relations Board Matt Gallagher
  14.31 Office for Children (Future-from 01.04) Peggy Watson
  15 Agriculture Matt Gallagher
  16 Juvenile Services Matt Gallagher
  17 Budget and Management Peggy Watson
  18 Assessments and Taxation Peggy Watson
  19A Ethics Commission Elizabeth Harris
  20 Public Service Commission Michael Enright
  21 Procurement Regulations Peggy Watson
  22 State Retirement and Pension System Peggy Watson
  23 Board of Public Works Peggy Watson
  24 Business and Economic Development Matt Gallagher
  25 State Treasurer Peggy Watson
  26 Environment Matt Gallagher
  27 Critical Area Commission Matt Gallagher
  28 Office of Administrative Hearings Elizabeth Harris
  29 State Police Michael Enright
  30 MIEMSS Peggy Watson
  31 Insurance Administration Peggy Watson
  32 Aging Peggy Watson
  33 State Board of Elections Michael Enright

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